Regulatory Support Services
Turning risks into opportunities in a business with complex regulations.
Profitable, Industrial, Transformation Strategies
Our regulatory support services helps companies prosper amid regulatory upheaval, disruptive technologies, and new service delivery channels.
To satisfy regulators, suppliers, and critical client connections, we provide Third Party Assurance of critical systems and processes. No matter how complicated or challenging the engagement may be, we offer concentrated, individualized attention to make sure that our customers produce strong results and meet shareholder expectations.
Asset Management Companies
The asset management industry is undergoing constant change, and with every new investment strategy and more complicated asset management framework comes opportunity.
To ensure greater transparency and assist our clients in adjusting their investment strategies and making the most of every opportunity. We deploy a holistic strategy and draw on our understanding of several industry sectors to provide complete, integrated solutions that have a track record of success.
We help Investment Fund companies, advisers, and administrators stay ahead of the competition by following industry trends.
Our committed team of governance, risk, and compliance experts supports various organizations as they focus on lean operations and management to increase the value they offer to their clients. This assistance includes helping them meet regulatory requirements, review, and evaluate significant outsourcing relationships, optimize internal controls, implement IT governance, review business processes, and more.
Credit Unions And Bank
Credit Unions and banks are facing increased competition, more regulatory developments, financial institutions are continually modifying their operations and infrastructure to meet the increasing expectations of their consumers – as well as the needs of new standards. Fintech companies are developed from the ground up to exceed consumer preferences and deliver superior client experiences, not simply products and services.
RosenbergShapiro helps banks and credit unions navigate industry changes, from regulatory compliance to assessing vital procedures and technology.
For each organization we work with, our team is committed to tackling obstacles and seeing important opportunities. We assist clients in resolving operational, financial reporting, and regulatory issues opportunities. We assist clients in resolving operational, financial reporting, and regulatory issues.
Investment Broker and Dealers
Investment dealers are now more challenged than ever due to the changing regulatory landscape. Organizations require assistance in meeting the assurance, tax, and consultation obligations associated with introducing and carrying brokers considering the evolving standards. Our seasoned professionals provide a wide range of services and use their in-depth knowledge of the sector to give prompt, results-driven advice. Our committed industry practice assists our clients in achieving their objectives while maintaining compliance, from traditional accounting services to business advising services and creative tax structuring.